0001144204-13-026079.txt : 20130503 0001144204-13-026079.hdr.sgml : 20130503 20130502183525 ACCESSION NUMBER: 0001144204-13-026079 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130503 DATE AS OF CHANGE: 20130502 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: HARRIS MEL CENTRAL INDEX KEY: 0000928584 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: 10800 BISCAYNE BLVD CITY: MIAMI STATE: FL ZIP: 33161 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GRANDPARENTS.COM, INC. CENTRAL INDEX KEY: 0001020475 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 931211114 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-78351 FILM NUMBER: 13809653 BUSINESS ADDRESS: STREET 1: 589 EIGHTH AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 BUSINESS PHONE: 646-839-8800 MAIL ADDRESS: STREET 1: 589 EIGHTH AVENUE, 6TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10018 FORMER COMPANY: FORMER CONFORMED NAME: NorWesTech, Inc. DATE OF NAME CHANGE: 20110913 FORMER COMPANY: FORMER CONFORMED NAME: Pacific Biomarkers, Inc. DATE OF NAME CHANGE: 20100212 FORMER COMPANY: FORMER CONFORMED NAME: PACIFIC BIOMETRICS INC DATE OF NAME CHANGE: 19960813 SC 13G 1 v343525_sc13g.htm FORM SC 13G

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

WASHINGTON DC 20549

 

 

SCHEDULE 13G

(Rule 13d-102)

 

Under the Securities Exchange Act of 1934

 

(Amendment No. ____)*

 

GRANDPARENTS.COM, INC.
(Name of Issuer)
  
Common Stock, par value $.01 per share
(Title of Class of Securities)
  
386617 104
(CUSIP Number)
  
April 24, 2013
(Date of Event which Requires Filing of this Statement)

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

 

¨ Rule 13d-1(b)

x Rule 13d-1(c)

¨ Rule 13d-1(d)

 

* The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

 

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 
 

 

CUSIP No. 386617 104 13G Page 2 of 5 Pages

 

 

 1.   

NAMES OF REPORTING PERSONS

 

Mel Harris

 

 2.  

CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP
(see instructions)

(a)  ¨

(b)  ¨

   

 3.  

SEC USE ONLY

 

 

 4.  

CITIZENSHIP OR PLACE OF ORGANIZATION

 

United States

 

NUMBER OF

SHARES

BENEFICIALLY

OWNED BY

EACH

REPORTING

PERSON

WITH

  5.   

SOLE VOTING POWER

 

6,513,333 (1)

 

  6.  

SHARED VOTING POWER

 

60,000 (2)

 

  7.  

SOLE DISPOSITIVE POWER

 

6,513,333 (1)

 

  8.  

SHARED DISPOSITIVE POWER

 

60,000 (2)

 

9.  

AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON

 

6,573,333 (1) (2)

 

10.  

CHECK IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS)     ¨

 

 

11.  

PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9)

 

7.6%

 

12.  

TYPE OF REPORTING PERSON (SEE INSTRUCTIONS)

 

IN

 

           

 

(1) Includes (i) 2,105,000 shares of common stock, par value $.01 (“Common Stock”), of Grandparents.com, Inc. held by the Reporting Person; (ii) 4,200,000 shares of Common Stock underlying warrants held by the Reporting Person that are presently exercisable; and (iii) 208,333 shares of Common Stock underlying options held by the Reporting Person that have vested or will vest within sixty (60) days of the date of this Schedule 13G.
(2) Includes 60,000 shares of Common Stock held by the Reporting Person’s spouse.

 

 
 

 

CUSIP No. 386617 104 13G Page 3 of 5 Pages

 

Item 1(a).   Name of Issuer
     
    Grandparents.com, Inc.
     
Item 1(b).   Address of Issuer's Principal Executive Offices
     
   

589 Eighth Avenue, 6th Floor

New York, New York 10018

 

Item 2(a).   Name of Person Filing
     
    Mel Harris
     
Item 2(b).   Address of Principal Business Office or, if None, Residence
     
   

10800 Biscayne Blvd.

Suite 750

Miami, Florida 33161

     
Item 2(c).   Citizenship
     
    United States
     
Item 2(d).   Title of Class of Securities
     
    Common Stock, par value $.01 per share
     
Item 2(e).   CUSIP Number
     
    386617 104

 

 
 

 

CUSIP No. 386617 104 13G Page 4 of 5 Pages

 

Item 3.   If This Statement is Filed Pursuant to Rule 13d-1(b), or 13d-2(b) or (c), Check Whether the Person Filing is a:

 

  (a) ¨  Broker or dealer registered under Section 15 of the Act;
  (b) ¨  Bank as defined in Section 3(a)(6) of the Act;
  (c) ¨  Insurance company as defined in Section 3(a)(19) of the Act;
  (d) ¨  Investment company registered under Section 8 of the Investment Company Act of 1940;
  (e) ¨  An investment adviser in accordance with Rule 13d-1(b)(1)(ii)(E);
  (f) ¨  An employee benefit plan or endowment fund in accordance with Rule 13d-1(b)(1)(ii)(F);
  (g) ¨  A parent holding company or control person in accordance with Rule 13d-1(b)(1)(ii)(G);
  (h) ¨  A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
  (i) ¨  A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940;
  (j) ¨ A non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J);
  (k) ¨  Group, in accordance with Rule 240.13d-1(b)(1)(ii)(J).
   
  If filing as a non-U.S. institution in accordance with Rule 240.13d-1(b)(1)(ii)(J), please specify the type of institution: ____

 

Item 4.   Ownership.

 

Provide the following information regarding the aggregate number and percentage of the class of securities of the issuer identified in Item 1.

 

  (a) Amount Beneficially Owned:
     
    6,573,333 (1) (2)
     
  (b) Percent of Class:
     
    7.6%
     
  (c) Number of shares as to which such person has:
     
    (i) Sole power to vote or to direct the vote
       
      6,513,333 (1)
       
    (ii) Shared power to vote or to direct the vote
       
      60,000 (2)
       
    (iii) Sole power to dispose or to direct the disposition of
       
      6,513,333 (1)
       
    (iv) Shared power to dispose or to direct the disposition of
       
      60,000 (2)

 

(1) Includes (i) 2,105,000 shares of Common Stock held by the Reporting Person; (ii) 4,200,000 shares of Common Stock underlying warrants held by the Reporting Person that are presently exercisable; and (iii) 208,333 shares of Common Stock underlying options held by the Reporting Person that have vested or will vest within sixty (60) days of the date of this Schedule 13G.
(2) Includes 60,000 shares of Common Stock held by the Reporting Person’s spouse.

 

 
 

 

CUSIP No. 386617 104 13G Page 5 of 5 Pages

 

Item 5.   Ownership of Five Percent or Less of Class.

 

If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: ¨

 

Item 6.   Ownership of More than Five Percent on Behalf of Another Person.

 

Not Applicable.

 

Item 7.   Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.

 

Not Applicable.

 

Item 8.   Identification and Classification of Members of the Group.

 

Not Applicable.

 

Item 9.   Notice of Dissolution of Group.

 

Not Applicable.

 

Item 10.   Certification.

 

By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.

 

SIGNATURE

 

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

 

Dated: April 24, 2013

 

     /s/ Mel Harris
    Mel Harris